Compliance Forum

Dear Member,


You are invited to attend the FOA’s Compliance Forum event:


CRDIV – A discussion on prudential capital for commodity trading firms

Venue: Nomura International plc, 1 Angel Lane, London, EC4R 3AB **Map**

Thursday 30th May 2013


Refreshments at 3:00 pm, event runs from 3:15 pm – 4:30 pm


The legislation package known as “CRD IV”, covering prudential rules for banks and investment firms in the European Union was adopted by the European parliament on 16th April 2013.  Within this legislation, the exemption for commodity trading firms was extended until 2017.  This compliance forum is aimed at discussing the challenges facing the commodity trading community and informing members of a regulatory approach.


Speaker – (others may be added)


FCA’s Paul Rich, Manager, Prudential Risk in FCA’s Policy, Risk E Research Division will attend to discuss and answer questions.

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