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Update

ISSUE 59, february 2006


 

Compliance

As discussed above, the next Compliance Forum, which takes place on 22nd February, will focus, in the light of the FSA's recent ‘Dear CEO' letter, on transaction reporting. An agenda for the event will be posted on the FOA's website shortly.

Prudential Regulation and Risk

See above for details of CRD training which will largely replace the Prudential Regulation and Risk fora during 2006. We are, however, planning to organise a forum in the few months to discuss the second Strengthening Capital Standards CP, which is due to be published later this month.

 

Forthcoming Events

International Derivatives Week 2006

Summary of Events

21-22 June FIA/FOA @ the QEII
FOW Derivatives & Securities World London

Other events during the International Derivatives Week will include receptions, dinners, seminars and press briefings.

For further information on, or to express interest in, any of the above events please contact Patricia Duncan or Bernadette Connolly.