Update

ISSUE 59, february 2006

European Regulation
- The Markets in Financial Instruments Directive (“MiFID”)
- EU/US Financial Services Regulatory Dialogue

UK Business Conduct Regulation
- Handbook review
- Transaction reporting
- Market Abuse

Prudential Regulation
- CRD Implementation Bulletin

Financial Crime
- JMLSG Guidance
- New Anti-Fraud Working Group

Exchange & Clearing House Issues
- Block trade rules and aggregation of orders
- European Brokerage System
- Software Patents

Power Trading
- Power Trading Update

FOA Forums
- Compliance
- Prudential Regulation and Risk

Training and Education
- New regulatory exam for wholesale market
- Energy Markets Compliance Training Courses

Membership
- Business Support Helpline
- New Members

Publications
- Derivatives 2006: Globalisation: Managing Growth and the Consequences of Growths

Events
 - City Debate - Mansion House
- International Derivatives Week – London

 

Key subjects of interest this month are:

  • The Markets in Financial Instruments Directive (“MiFID”)
  • JMLSG Guidance
  • EU/US Financial Services Regulatory Dialogue
  • City Debate - Mansion House

If you have any comments regarding this issue of the "Update" please contact Florence Briggs or by telephone on +44 (0)20 7090 1330.

For further information please contact:

Regulatory Matters Anthony Belchambers/Jane Green
Member Services Hugo Jenkins
Accounting/Finance David Stuart
Public Affairs Patricia Duncan
Information Services Florence Briggs
Special Events Bernadette Connolly

Click here to view previous 'Update'.