Update

Training and Education

	New regulatory exam for wholesale market

In response to feedback from both clients and practitioners,the Securities & Investment Institute has developed a new regulatory module called 'Principles of Financial Regulation', which places greater focus on the regulation applicable to the wholesale area of the industry.

The existing regulatory exam has substantial detail on regulations related to dealings with private customers in so called retail roles.

Principles of Financial Regulation has removed a lot of this detail to make the syllabus more relevant to the wholesale sector and provides a broader overview of the regulatory regime.

For further information click here or email peter.watkins@sii.org.uk

	Energy Markets Compliance Training Courses

Public Energy Markets Courses - one day Trading and Operational Staff Course or the half day Senior Managers Course

Further details on the content and cost can be found here.
(please note this flyer dates back to May 2005 but content and cost remain the same).

Anyone interested in attending should contact Florence Briggs at the FOA.

Energy Markets Courses - in-house

The FOA's course for compliance officers and senior managers working in Oil and Energy market participant organisations has met with very positive support from a significant number of market participants and we are continuing to provide the course on an in-house basis. If you are interested in booking either the one day Trading and Operational Staff Course or the half day Senior Managers Course please email Florence for further information.