Update

Forums

	Compliance

The Compliance Forum will take place on 19 th September and will have market abuse and monitoring of suspicious transaction as the main theme. Full details will be available via our on-line registration system shortly.

In addition, we will also be holding a number of MiFID implementation roundtables over the next few months: themes are likely to include:

•  inducements and how the MiFID requirements may effect industry practice (proposed date 24th September);

•  supervision of branches (tbc)

•  suitability & appropriateness - market practice (tbc)

	Financial Crime Forum

The AML Committee will be discussing the timing of, and agenda for, the next Financial Crime Forum, which is likely to take place in November. If there are any topics you would wish to see included, please email Jane Green

On-Line Registration for ALL FORUMS MEETINGS!!

You will NOT receive any information/invitations from us on future Forums unless you register and subscribe to the individual Forums!

Please see document below with step-by-step guide on how to register or contact Sarah Wooclcock at the FOA on 7 090 1330.

Attendance is complimentary to all FOA Members.