Update

ISSUE 66, August 2007


European / International Regulation
-
MiFID Implementation
-
European Commission's Commodity Review
-EU/US Financial Services Regulatory Dialogue

UK Business Conduct Regulation
-
Look out for...
- Have you read...?

Prudential Regulation
-
Look out for …?
- Have you read...?

Financial Crime
-The Money Laundering Regulations 2007 laid in Parliament
-The Money Laundering Regulations 2007: Reliance on Third Parties
-Home Office Consultation: Tackling Money Laundering Suspicious Activity: Prescribed Form and Manner
-FSA "good practice" guide: authentication and safeguarding of customers' identity
-FSA Statement of Good Practice: Automated Anti-Money Laundering Transaction Monitoring Systems

Operational Issues
- Clearing & Settlement Code of Conduct
-Transfer of Open Interest - ICE Futures from LCH.Clearnet to [ICE Clear (Europe)]

Membership
-
new members

Training and Education
- MiFID training
- CRD Seminar
- Risk Management

Events

-BBA's 11th Annual Supervision Conference - 3 October 2007 -TradeTech Derivatives Europe: 7-9 November 2007
- Fifth Annual Power Trading Dinner – 22 November 2007
- Annual City Debate: 28 January 2008

FOA announces new Chairman



 

Key subjects of interest this month are:

If you have any comments regarding this issue of the "Update" please contact Sarah Woolcock or by telephone on +44 (0)20 7090 1330.

For further information please contact:

Regulatory Matters Anthony Belchambers/Jane Green /Devrim Baki
Member Services Hugo Jenkins
Prudential Regulation Simon Andrews
Accounting/Finance David Stuart
Public Affairs Patricia Duncan
Information Services Sarah Woolcock
Special Events Bernadette Connolly

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**The information contained in this newsletter is only intended to provide general guidance. It is not intended to replace the specific advice which should be sought from an appropriate professional adviser before taking any particular course of action.**